〖授课方式〗上海财务总监培训日常班
〖课程名称〗上海内控系列-BestPracticesin
〖发布单位〗高顿财务培训-上海财经大学商学院 → 进入主页
〖原 价〗面议 〖优 惠 价〗面议
〖发布者IP〗183.2.41.194
〖开课形式〗已确认开课
〖更新日期〗2015年03月17日
〖主办地区〗上海 [招生培训]
〖开课地点〗杨浦校区|闸北校区|虹口校区
〖百度搜索〗上海内控系列,上海财务培训,财务培训
In a western modern perspective the internal auditor"s role is to be recognized as a real business partner of management and a facilitator at all levels of the organization in order to stay "in control". This raises a challenge to rethink of internal auditors senior roles and to identify the new skills required in planning and leading internal audit assignments. However the approach can be successful only if it adapts various organizational contexts and cultures.
New ways of assessing and managing business risk are causing internal audit leaders and their customers to revisit the purpose, scope, and operations of the internal audit function. Driven by revolutionary developments and ever-accelerating changes in markets, industries, and technology, a new internal audit model is necessary and is now emerging. It is of a future-focused “risk authority”
The training is highly practical and interactive with exercises, role plays, simulations
In order to present the latest methods to implement and practice the skills required in the international environment of internal auditing notably communication, cognitive and behavioral skills for effective risk based internal audit.
First Day
A. The new vision of internal auditing
- The new definition of internal auditing
- The new understanding of internal control (COSO)
- Sample audit department mission: Central main power
B. Why we used Risk-based internal auditing (RBIA)?
- Global trends in internal control and auditing
- Audio interview (AMR Research)
- Compliance versus risk-based approach
- Position from rating agencies
- Role of audit committees
- Exercise: Benchmark questionnaire
C. Value-added Audit Methodologies
- Best practices principles
- Risk-based auditing
- Business process auditing
- Best practice Web site and database
- Use of guest auditors
- Trends and innovations in audit reports
D. Enterprise Risk Management
- Enterprise risk management? Integrated framework
- Results of IIA research study: Four approaches to enterprise risk management and the SOX connection
- Examples of ERM
- ERM architecture
- Sample risk management policy, risk models, risk maps
- Diagnostic tool for risk management maturity
- The role of Internal auditing in ERM
Second Day
E. Theory & Definitions
- Definition of control
- Different categories of risks
- Final Exercise: COSO versus ERM model
F. Modern Internal Auditing
- Role of communication
- The relation between the auditor and the auditee
- Internal audit skills: dos and don’ts
- Internal Audit skills (self assessment kit)
- Case application: "Internal Audit Transformation at NatWest Ltd"
G. Risk-Based Internal Auditing (RBIA) in practice
- The Internal Audit Roadmap (refresher)
- Risk alerts and flags
- Working Programs
- Review of templates for RBIA
- Review of Internal Audit Standards
H. Audit Planning
- Audit Annual Planning
- Audit Activity Planning
- Process Modeling
- RBIA matrices (COSO)
- Use of GRC software
- Building the business control framework (Role Play Game)
I. RBIA tools & techniques
- Control Risk Assessment
- Analytical Procedures
- Interviewing
- Reporting tools
- Application Case (Wuxi Plant)
J. RBIA strategies
- The Risk Management Process and Frameworks
- Degree of maturity of organizations
- Cooperation models between IA and the risk management function
- Adapting your company culture
- Study of illustration Case
- Participants evaluate the degree of maturity of their organization and develop a strategy and plan for RBIA
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